Compliance Monitoring Officer

Oliver James Associates
£30k - £45k pa
16 Oct 2016
15 Nov 2016
Contract Type
Oliver James are currently representing a market leading Insurer on the South Coast for a Compliance Monitoring Officer due to considerable internal and external growth. This role offers considerable exposure to the wider business and senior stakeholders, you will offer independent Compliance monitoring services to the business through thematic reviews, desk based monitoring and deep dive reviews.

You will also be responsible for the following:

- Responsible for the effective identification, management and reporting of risk within the business

- Ensure the effective provision of second line risk compliance assurance activities

- Undertake assurance activity to assess the adequacy of the regulatory risk management framework
- Development and delivery of the risk based Compliance Monitoring plan
- Prepare compliance reports for senior management to specified standards, including format, style and timeliness, with the need for minimal changes
- Conduct regular reviews providing independent assurance to the Senior Management Team regarding the operation of regulator controls.

My client is looking for a strong Compliance professionals with a specialism in compliance monitoring. You must have strong regulatory knowledge and experience in reporting writing to senior management.

If this sounds of interest or you would like to hear more information do not hesitate to get in contact for a confidential discussion