Client On-Boarding and Contracts Specialist

LMA Recruitment Ltd
17 Oct 2016
16 Nov 2016
Contract Type
I am currently working with a leading financial institution in the recruitment of a Client Onboarding and Contracts Specialist. You will be a part of a multi-faced division that partners with all areas of the firm to support business divisions and the client relationship.

Responsibilities of the role include -

- Prepare, draft, distribute, and diligently administer the contract lifecycle process for all the firms Customer Contract documentation
- Effectively manage the maintenance and termination work streams of all the firms Customer Contracts, including the provision of information to brokers
- Coordinate efforts to have all Customer Contract documentation correctly completed with subsequent responsibility for the approval of contracts submitted by customers for access to products and services.
- Conduct CDD and Sanctions checks on new relationships in accordance with UK Money Laundering Regulations
- Classify customers in accordance with MIFID, FCA and other relevant Regulations as required
- Perform periodic reviews of existing customer base to ensure on-going compliance with the UK Money Laundering Regulations

The successful candidate will have knowledge of the UK Money Laundering Regulations 2007, FCA Rules and sanction regimes and an understanding of wholesale financial services. Working experience in customer contract documentation and administration is essential as well. Ideally the role is suited to someone who recently qualified as a paralegal. In return they are offering a salary of up to £40,000 plus excellent benefits and bonus.