Consultant (Trade Surveillance and Regulatory Compliance)

Hudson IT
£75k pa
17 Oct 2016
16 Nov 2016
Contract Type
Salary: Approx. £75,000

Type: Permanent

Job Title: Trade Surveillance & Regulatory Consultant

My client, a leading international, trading technology firm, is currently in a stage of development branching out and growing their consulting division.

My client specializes in trade surveillance and communications surveillance in relation to new regulations within Banking and Finance. They are looking for someone who ideally has come from a consulting background and has experience in data analytics.

This role is central to the consulting growth within the firm and as such there will be a certain level of autonomy and responsibility that comes with this. The role will require someone who has experience working within Data Analytics, has a Consultancy background and has knowledge of regulatory compliance in Banking in general (preferably in relation to trading). Knowledge of BI tools and tables is beneficial.

Please only apply if you have sufficient consulting experience and are looking for a role with a remit like this.

*Identifying client business drivers and developing strategy and vision for their system enabled voice communication and regulatory compliance
*Translating the above drivers to business requirements that can support regulatory change management and related technology change
*Develop key assets that support the development of the Compliance Consulting practice
*Working with client/technical consultants to design complex solution, customised development, and benefit realisation against business cases
*Responding to RFIs and RFPs and developing business cases
*Support of client decision-making, taking account of industry context
*Build expertise in voice the voice communications market and regulatory agenda impacting it
*Drive/support activities in relation to building the practice such marketing, conferences
*Work closely with product management to translate client priorities and needs to technology product development

*Experience of working in either Consulting or the Financial Services industry, preferably Big 4 or similar background (from 2 to 4 years depending on level)
*Particular experience of working within investments banks, capital markets environment, and related compliance, or other supporting functions
*Trade surveillance, investment banking products, regulatory compliance (MiFID, Senior manager regime, Conduct, etc) experience
*Knowledge of regulatory change and experience of delivering change to meet compliance requirements in an investment banking / capital markets environment
*Experience of analytics in relation to managing regulatory compliance and implementation of such solutions
*Ability to develop client relationships
*Self-motivated and ambitious with ability to motivate others
*Ability to lead small teams of people (senior consultants only)
*Ability to work across consulting teams, including technology focused specialists
*100% mobility globally, with significant international travel
*Experience of working with senior business and compliance stakeholders
*Regulatory Compliance qualifications
*Project management qualifications
*Languages: Spanish and/or French, other (required for position outside the UK)

Data analytics experience
Consulting experience
Regulatory knowledge
Banking experience
Trade (technology) knowledge desirable
Communications and Trade Surveillance knowledge desirable

You must be eligible to work in the UK. Sponsorship not offered by the client

Please note you will receive an automated response advising you that we have received your CV.

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