Business Controls Specialist

£35000 - £45000 per annum + bonus + pension + flexi benefits
06 Oct 2016
19 Oct 2016
Contract Type
Business Controls Specialist Salary from £35,000 to £45,000 Pension Bonus Holiday Flexible benefits 2 X Full Time Permanent Swindon We currently have an exciting opportunity for two Business Controls Specialist's to join our Intrinsic Team. We are looking for the Business Controls Specialist to be responsible for the assurance checking of the operations first line central controls register, controls testing, risk management and audit actions. This position plays an essential role in the Business Controls function. This will provide the successful candidate with fantastic exposure across Old Mutual Wealth as a whole. Key Responsibilities: Test the business controls for the operations area. Maintain the first line controls register for operations. Identify compliance concerns and implement improvements in those processes Respond to and escalate risk incidents within operations. Develop and maintain RCSA, risk events and control vulnerabilities log. Maintain the central policies register. Design and delivery of quality assurance mechanisms ensuring that the complaints and financial crime team's procedures and processes are maintained, adhered to and provide good customer outcomes. Effective determination of the root cause of complaints received and escalate identified concerns via the Advice Process Group or Risk Management Team. Co-ordination within the business for the operations for second and third line defence functions. To liaise with and support the OMW service vision. Experience required: Strong analytical skills required Previous experience in controls assurance and/or an audit function. About Us: Old Mutual Wealth (OMW) is the largest wealth management business in the UK with funds under management in excess of £100bn. OMW provides advice-driven investment solutions through its core businesses Old Mutual Global Investors, Quilter Cheviot, Intrinsic and UK advisor network to people in the UK, France, Italy and a number of international markets via its international cross-border business. OMW promotes a passion for customers across the organisation, to be innovative change makers and strive to not only provide the service expected by our customers but also to offer value, to get work right first time, and to continuously seek improvement. OMW is owned by Old Mutual plc, one of the largest financial services companies in the world. Founded in 1845 and based in London, Old Mutual is a FTSE100 company overseeing £307.6 billion in customer investments for 16 million customers worldwide. We offer excellent career development opportunities and give each individual the scope to grow and be part of our success. If you would like to be a part of something very special, then please apply This job was originally posted as

More jobs like this