Compliance Officer

Grafton Nicholls Ltd
From £28,000 to £30,000 per annum
08 Oct 2016
15 Nov 2016
Contract Type
A Compliance Officer is required for a permanent opportunity with a leading firm of solicitors based in Coventry. The successful candidate must have previous experience of working in a Compliance based role, ideally within the professional services sector. You will be responsible for the following duties: · Managing and maintaining documents relating to Lexcel and Investors in People accreditation · Ensuring claims history is up to date · Dealing with stage one complaints, and assisting with stage two complaints where required by directors · Ensuring independent file reviews are completed · Quality reviews of individual departments to look at potential risks and ensure that plans are put in place to minimise risks · Maintaining records of all breaches, complaints and risk related issues · Liaising with the Solicitors Regulation Authority and Legal Ombudsman where required · Ensuring that all policies are up to date, compliant with associated legislation and regulator guidance · Maintaining the policy review schedule and ensuring that all policies are regularly reviewed in accordance with it · Gathering information and liaise with A rated Professional Indemnity Insurers in the aim to renew insurance annually · Undertaking annual training and training of new starters for relevant areas An attractive salary and benefits package is on offer dependant on experience together with excellent career progression. This job was originally posted as

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