Compliance Advisory AVP

Maldon Partners Ltd
£70k - £80k pa
19 Oct 2016
17 Nov 2016
Contract Type
The Company:

Maldon Partners are currently recruiting a Compliance Advisory AVP for a well-known Banking Institution based in The City of London. The position requires a candidate with strong knowledge of Debt Capital Markets and Fixed Income.

The Role:

The Compliance Advisory AVP will be responsible for providing regulatory advice to the Financial Markets Department within the Bank.

Responsibilities will include but not be limited to:

* Monitoring and Advising on Regulatory Changes affecting the Financial Markets Business
* Providing advice in regards to new product launches
* Act as the SME for Debt Capital Markets and Fixed Income compliance related matters
* Review and update product documents
* Communicating regulatory changes and advising the winder business on the impacts
* Manage regulatory risks
* Complete annual compliance risk assessments
* Manage conflicts of interest and wall crossings
* Maintain close working relationships with other areas of Compliance and Legal
* Provide advice in regards to Financial Markets (Debt capital Markets and Fixed Income) promotional Material.

Experience Required:

In order to apply for the role, you will have a minimum of 4yrs Compliance experience gained within a financial services firm and will have strong knowledge of Debt Capital Markets and Fixed Income.

You previous experience would include providing advice on Debt Capital Markets and Fixed Income products.

You will be educated to Minimum of Degree level and will have excellent verbal and written communication skills. Please note this is ESSENTIAL


The Compliance Advisory AVP role is based in the city of London and has a salary of c£70,000 - £80,000 depending on experience.