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Compliance Jobs in Accountancy

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Compliance Business Development Manager

Salary:
£30k - £40k pa + Benefits package
Location:
Basildon
Job Type:
Permanent
Date Posted:
17-May-2013 09:32Add to My Shortlist

Description Working within the IFDS Compliance Team you will provide regulatory context for new business development activity within IFDS. Liaising across the business you will... communication of regulatory compliance issues * Provide... wider Risk & Compliance team regarding confirmed... the Risk & Compliance team in respect... technical & external compliance meetings and forums * Provide Compliance input to relevant... funds, retirement & insurance and investment platforms....

Compliance & Risk Officer (IFA)

Salary:
£30k - £38k pa + benefits
Location:
Birmingham
Job Type:
Permanent
Date Posted:
16-May-2013 16:58Add to My Shortlist

Hudson is recruiting a Compliance and Risk Officer to join an established IFA in the West Midlands. This is an interesting role and will ideally... Administration staff on compliance * providing information... the completion of Compliance Plans, Management Team... * assisting the Compliance Officer when required... to take into account relevant changes. The... experience in IFA compliance work * be...

Compliance Monitoring Officer

Salary:
£35k - £38k pa + corporate bens
Location:
Bristol
Job Type:
Permanent
Date Posted:
22-May-2013 12:12Add to My Shortlist

An excellent opportunity has arisen for a Compliance Monitoring Officer to join the Life and Pensions division of our large FTSE100 organisation. The role: To... report on the compliance of this financial... line with the Compliance Monitoring Plan. Key... delivery of the Compliance Monitoring Plan in... with the CLPRS Compliance Monitoring Procedures and... maintain the divisions Compliance Monitoring Procedures and...

Financial Crime Compliance Manager

Salary:
To £100,000
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2013 00:00Add to My Shortlist

We are looking for Compliance manager with strong emphasis on financial crime risk management framework including anti-money laundering, counter terrorist financing, sanctions, fraud and anti-bribery... contribution to the Compliance department. Escalation of... members of the Compliance department and the wider group. Skills / experience required: * Experience in a Financial Crime role. * Working knowledge of a wide range of...

Field Compliance role

Salary:
£40-45k, plus car & benefits
Location:
London
Job Type:
Permanent
Date Posted:
20-May-2013 19:31Add to My Shortlist

Business Risk Manager/Field Compliance A superb opportunity has arisen for an experienced Business Risk or Compliance professional within a leading, and highly regarded, FTSE 250... Business Risk or Compliance professional within a... based Business Risk, Compliance or T&C environment.... an environment of compliance and strong ethics. You will hold the DipPFS qualification or above. As a person, you are confident...

Insurance Compliance Assistant

Salary:
£35K+ bonus+ study support
Location:
London
Job Type:
Permanent
Date Posted:
17-May-2013 15:49Add to My Shortlist

Due to recent promotion within the Team, a new opportunity has arisen within an expanding Lloyds Broker for a Compliance Assistant offering previous Insurance experience Insurance experience and working... Ensuring the Group's compliance with all statutory... Ensuring the Company's compliance with all regulatory... and maintain FSA compliance, attending external briefings, ... conflicts to the Compliance Officer or Director, ... - assisting the Compliance Officer/Director with the...

Compliance Consultant

Salary:
£32k - £40k pa + bonus + benefits
Location:
Edinburgh
Job Type:
Permanent
Date Posted:
21-May-2013 14:14Add to My Shortlist

Compliance Consultant Royal London is the largest mutual life and pensions company in the UK with Group funds under management of £49.8 billion. Group businesses... arisen for a Compliance Consultant to join our compliance team as an... to provide effective Compliance oversight, guidance and... regulatory risk and compliance with financial services... risk of non compliance is mitigated *... requirements and company compliance systems and procedures...

Compliance Manager Nottingham (Financial Services) £45-50k

Salary:
£45k - £50k pa
Location:
Nottingham
Job Type:
Permanent
Date Posted:
21-May-2013 17:54Add to My Shortlist

Compliance Manager East Midlands - Nottingham Financial Services (£40,000-£50,000) This is a rare and exciting opportunity for an experienced Compliance Manager to join a growing... for an experienced Compliance Manager to join... a background in Compliance (5-10 years), my... will be leading Compliance and Operational Risk... line with the Compliance Monitoring plan requirements... Must have strong Compliance experience (Min 5-Years)...

Compliance Monitoring Analyst

Salary:
£25k - £30k pa
Location:
Eastleigh
Job Type:
Permanent
Date Posted:
22-May-2013 10:59Add to My Shortlist

Compliance Monitoring Analyst To provide compliance assurance through undertaking risk based compliance audit reviews, provision of advice to the business on regulatory matters, and through provide compliance assurance through undertaking risk based compliance audit reviews, provision... approval of key compliance related materials on... To undertake risk-based compliance reviews in accordance... with the annual compliance monitoring programme, or... assist the AIL Compliance Manager undertake risk...

Compliance Manager, Brokerage, London, to £65K

Salary:
£55k - £65k pa + package
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-May-2013 18:05Add to My Shortlist

Compliance Manager, Brokerage, London, to £65K A leading Brokerage client of ours in the city are seeking an experienced Compliance Manager for a newly created... seeking an experienced Compliance Manager for a... least 4 years compliance management experience within... overhaul of all compliance policies and procedures... for: - Redefining compliance and regulatory processes... IT Security and compliance within finance -...

Compliance Advisory and Monitoring Manager

Salary:
£3k - £40k pa + Benefits
Location:
Basildon
Job Type:
Permanent
Date Posted:
17-May-2013 09:41Add to My Shortlist

Description The Risk and Compliance team at IFDS is supporting a fast-growing business providing outsourced systems and investor record keeping services to the global financial... effective risk and compliance advisory and monitoring... * To provide compliance advice (FSA, HMRC... * Facilitate IFDS' compliance control processes through... the provision of compliance advice on operational... matters * Identify compliance training requirements that...

Compliance Policy Specialist

Salary:
£28k - £45k pa
Location:
South West England
Job Type:
Permanent
Date Posted:
22-May-2013 09:04Add to My Shortlist

Our client, within financial services is seeking an experienced individual to join their Compliance function as a Compliance Policy Specialist. The successful candidate will join Compliance Policy Specialist. The... with regard to compliance policy; * Initiation, ... detailed Understanding of compliance requirements within FSA... in a technical Compliance role, specifically involving... Financial Planning Certificate, Compliance Diploma or equivalent.... experience for this Compliance Policy Specialist role...

Compliance Monitoring Specialist

Salary:
£28k - £45k pa
Location:
South West England
Job Type:
Permanent
Date Posted:
22-May-2013 09:04Add to My Shortlist

Key responsibilities and accountabilities: * Development of relationships with senior stakeholders, across all business areas as well as external functions to aide in the assessment... arising from the compliance monitoring plan; *... expert assistance regarding compliance concerns to assist... conclusion * Where compliance concerns occur ensure... detailed Understanding of compliance requirements within FSA... working in a compliance focussed role within...

Head of Compliance Monitoring and Reporting

Salary:
£75k - £90k pa + flexible for the right pson
Location:
Bromley
Job Type:
Permanent
Date Posted:
20-May-2013 14:57Add to My Shortlist

Head of Compliance Monitoring and Reporting A leading international financial services company with over 25 years in the industry serving underbanked consumers globally are looking... a Head of Compliance to join their... broad range of compliance, advisory and reporting... for ensuring regulatory compliance policies are defined, ... and completeness of compliance with all relevant... - Coordinate monthly compliance MI - Participate...

Compliance Associate

Salary:
£20k - £28k pa
Location:
Berkshire
Job Type:
Permanent
Date Posted:
22-May-2013 09:04Add to My Shortlist

Due to recent growth our client, a specialist within the Mortgage industry, is seeking a Compliance Associate to join their operational Risk function to provide... controls to ensure compliance with regulation, helping... the business on compliance related matters *... aware of their compliance responsibilities and that... a risk or compliance focussed position in a Financial Services regulated environment * A...

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