IFA Compliance Administrator

Recruiter
Reed
Location
Worthing
Salary
£24,000 per annum
Posted
16 May 2019
Closes
20 May 2019
Sector
Accountancy
Worldwide extremely successful financial advisory practice who provide individual with tailored financial advice on tax, wealth and estate planning are expanding their compliance team. My client is seeking a Compliance Administrator that is able to hit the ground running with a good attitude and clear understanding of the Financial Services industry. Negotiable salary on offer dependent on experience, knowledge and qualifications. Ideal candidates will come from a background within compliance/ paraplanning/ advisory services. Holding the Level 4 Diploma would be advantageous, alternatively study support towards the qualification will be provided. Duties as follows: • File checking and Adviser KPI reviews • Maintenance of compliance registers and reports • Advising the business on maintenance of compliance • Identifying potential areas of compliance vulnerability and risk • Ensure that (TCF) requirements are met • Checking advertising, publications, websites etc. are compliant • Communicating company policies to staff This is a excellent opportunity for a experienced financial services individual to join an award winning practice and work in a upbeat, hardworking and professional team.

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