We are looking for a Compliance consultant with proven experience working within wealth management and investments to work with a rapidly expanding business.
As the business is growing so quickly they are looking for someone who has previously been CF10 or CF11 that's able to advise the business around a range of Compliance matters.
This will include proving advice on interpretation of FCA rules and their application in the business, looking at T&C schemes and frameworks as well as approaches to compliance monitoring and more.
It would suit someone who has previous experience working in either wealth management and platforms or financial planning organisations and the role will have significant engagement with C-level stakeholders and the board, so requires someone confident liaising at this level.
It offers a really exciting opportunity for someone to help an expanding business become a major player in the investments and financial planning sector