Regulatory Reporting (Back Reporting) MiFID II - UAT

iKas International
275.00 - 300.00 GBP Daily + PAYE/Umbrella
23 Oct 2020
27 Oct 2020
Contract Type
Full Time

Job Title: Regulatory Reporting (Back Reporting)

iKas International are recruiting on behalf of a market renown asset manager for a Regulatory Reporting Analyst (Back Reporting). The successful applicant will ensure that all scope of transactions is back-reported accurately with regard to a MiFID remediation project. To achieve this, you will be using several internal and external platforms to report to the component authority.

The ideal candidate will have a proven background delivering in a Regulatory reporting function with experience in Asset Management/Investment Management/Custodian.

Role specifics:

  • Primarily responsible for MiFID II remediation and the replay management of corrected trades.
  • Liase with external vendors and service providers where necessary.
  • Perform user acceptance testing and execution of back reporting as required by the remediation project
  • Data reconciliation to ensure complete and accurate remediation
  • Ability to investigate and resolve breaks/rejections
  • MI Tracking
  • Correctly and consistently adhere to department procedures to minimize risks.
  • Seeks managements guidance/assistance by escalating issues to ensure appropriate course of action is being taken at all times
  • Maintain strong relationships and provide support to IT/Front Office/Compliance/Product Development/Operations/Audit/PMOs.
  • Display a culture of individual ownership of tasks to embed a clear individual sense of accountability in performing the role
  • Ensure that the highest level of the Code of Conduct is displayed in your behaviour
  • Provide appropriate management information as required to support business unit decision making
  • Support the "Risk Excellence" culture within the business
  • Adhere to limits of delegation and escalation procedures required by your manager so that you comply with internal policies and external regulations.

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